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Joseph Weiss

Nylife Securities LLC

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About Joseph Weiss

Joseph Weiss is a financial professional with over 12 years of experience in the industry. Joseph holds Series 6, 7, 63, and SIE licenses and is currently registered with Nylife Securities LLC. Joseph is registered in Connecticut.

Firm Information

Joseph Weiss is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Weiss’s Registration & Firm History

CT

05/27/2024 - Present

Nylife Securities LLC (WINDSOR CT)

NY

02/23/2011 - 07/20/2011

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/02/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/25/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/05/2024

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Weiss. Review regulatory record here.
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