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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Maier has been a financial advisor for over 20 years. Currently, Joseph Maier is registered with LPL Financial LLC and is based in Roscommon, MI. Joseph Maier also has experience with RAYMOND JAMES FINANCIAL SERVICES, INC., SECURITIES AMERICA, INC., NATIONAL PLANNING CORPORATION, and SECURITIES AMERICA, INC. Joseph Maier holds the Series 63, Series 66, Series 7 and SIE licenses. Joseph Maier provides financial planning, investment management, consulting and other non-discretionary advisory services to individuals, high-net-worth individuals, corporations, other businesses, investment clubs, charitable organizations, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
01/17/2024 - Present
LPL Financial LLC (ROSCOMMON MI)
MI
11/05/2018 - 01/18/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (Bay City MI)
MI
09/20/2013 - 11/06/2018
SECURITIES AMERICA, INC. (BAY CITY MI)
MI
06/29/2007 - 10/03/2013
NATIONAL PLANNING CORPORATION (BAY CITY MI)
MI
04/21/2004 - 07/09/2007
SECURITIES AMERICA, INC. (BAY CITY MI)
BOTH
Issued 11/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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