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Joseph Warren Smits

Allstate Financial Services, LLC

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About Joseph Warren Smits

Joseph Warren Smits is a financial advisor who is registered with Allstate Financial Services, LLC and has been in the industry since April 28, 2019. Joseph is licensed to provide financial advice in Michigan and has passed the Series 6, SIE, and Series 63 exams. Joseph is currently employed at Allstate Financial Services, LLC in Grand Rapids, Michigan.

Firm Information

Joseph Smits is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Smits’s Registration & Firm History

MI

07/28/2023 - Present

Allstate Financial Services, LLC (Grand Rapids MI)

MI

10/03/2018 - 12/31/2022

ALLSTATE FINANCIAL SERVICES, LLC (Grand Rapids MI)

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Licenses & Designations

BC

Issued 09/12/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/04/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Warren Smits.
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