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Joseph Walter Best

Capital Client Group, Inc.

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About Joseph Walter Best

Joseph Walter Best is a financial advisor with over 30 years of experience in the financial industry. Joseph is currently registered with Capital Client Group, Inc. and has been with the firm since February 1999. Prior to that, Joseph worked with firms such as Sedgwick Investments, Inc., EQ Financial Consultants, Inc., The Equitable Life Assurance Society of the United States and Pruco Securities Corporation. Joseph is licensed to provide securities and investment advice in 53 states and has passed several industry exams.

Firm Information

Joseph Best is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Joseph Best’s Registration & Firm History

CA

02/17/1999 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

DC

09/24/1997 - 01/29/1999

SEDGWICK INVESTMENTS, INC. (WASHINGTON DC)

NY

12/16/1992 - 09/24/1997

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

12/16/1992 - 09/24/1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NJ

10/26/1992 - 01/06/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/20/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 04/01/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/01/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2009

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 10/06/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Walter Best.
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