Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Carrington is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Joseph has been in the industry since 1988 and has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2017. Joseph has a broad range of experience in the financial services industry, having previously worked for BB&T INVESTMENT SERVICES, INC., TRIAD ADVISORS, INC., FIRST LEGACY SECURITIES, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., BARNETT INVESTMENTS, INC., FIDELITY BROKERAGE SERVICES, INC., and H.J. STODGHILL & CO. INVESTMENT CORP. Joseph holds a number of licenses and certifications, including Series 7, Series 10, Series 9, Series 52, Series 53, Series 79, Series 63, Series 65, and Series 4. Joseph is also a registered investment advisor in Georgia and Texas. Joseph's specialties include portfolio management for individuals and businesses, pension consulting, and educational seminars. Joseph is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/24/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
01/26/2011 - 03/15/2016
BB&T INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
02/08/2010 - 01/13/2011
TRIAD ADVISORS, INC. (ALPHARETTA GA)
AL
06/01/2009 - 02/05/2010
FIRST LEGACY SECURITIES, LLC (HELENA AL)
GA
04/01/1998 - 02/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ATLANTA GA)
FL
05/05/1997 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
RI
09/18/1989 - 04/07/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
05/20/1987 - 07/26/1989
H.J. STODGHILL & CO. INVESTMENT CORP
IA
Issued 07/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/16/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/04/1997
Series 24 - General Securities Principal Examination
BC
Issued 03/04/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Carrington is the right advisor for you? Invested Better is here to help.
