Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Wainer is an active investment advisor representative associated with Kingswood Wealth Advisors, LLC. Joseph has been in the financial industry since 2022 and holds Series 7TO and SIE securities licenses as well as a Series 66 Uniform Combined State Law Examination. Joseph has experience working with insurance companies, charitable organizations, high-net-worth individuals, corporations or other businesses, and pension and profit-sharing plans. Joseph also has experience working with individuals other than high-net-worth individuals. Kingswood Wealth Advisors, LLC offers a range of financial services including financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/27/2023 - Present
Kingswood Wealth Advisors, LLC (SAN DIEGO CA)
NY
03/27/2023 - 05/19/2023
BENCHMARK INVESTMENTS, LLC (NEW YORK NY)
GA
09/14/2022 - 02/28/2023
THRIVENT INVESTMENT MANAGEMENT INC. (Valdosta GA)
BOTH
Issued 10/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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