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Joseph W Mitchell

KEY Investment Services LLC

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About Joseph W Mitchell

Joseph Mitchell is a financial advisor with over 20 years of experience in the industry. Joseph has worked at several firms including HSBC Securities (USA) Inc. and M&T Securities, Inc. He is currently registered with KEY Investment Services LLC. Joseph provides financial services for individuals and pooled investment vehicles, and has been actively registered in the state of New York.

Firm Information

Joseph Mitchell is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Mitchell’s Registration & Firm History

NY

03/26/2021 - Present

KEY Investment Services LLC (West Seneca NY)

NY

08/15/2006 - 07/11/2012

HSBC SECURITIES (USA) INC. (WEST SENECA NY)

MD

07/09/2002 - 01/19/2005

M&T SECURITIES, INC. (BALTIMORE MD)

NY

05/29/2001 - 07/16/2002

AXA ADVISORS, LLC (NEW YORK NY)

NJ

03/27/2000 - 07/31/2000

COPELAND EQUITIES LLC (SOMERSET NJ)

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Licenses & Designations

BOTH

Issued 05/23/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/31/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/28/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/01/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2000

Series 7 - General Securities Representative Examination

BC

Issued 03/24/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph W Mitchell. Review regulatory record here.
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