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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph W. Gegenfurtner is a financial advisor with Morgan Stanley and has been in the industry since April 1990. Previously, Joseph W. Gegenfurtner worked at E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC, TD AMERITRADE, INC., BRYN MAWR INVESTMENT GROUP, INC., FIRST MONTAUK SECURITIES CORP., THOMAS JAMES ASSOCIATES, INC., HIBBARD BROWN & CO., INC., SHERWOOD CAPITAL, INC., FIRST JERSEY SECURITIES, INC., ALLIED CAPITAL GROUP, INC., and FIRST INVESTORS CORPORATION. Joseph W. Gegenfurtner holds the following FINRA Series Licenses: Series 6, 7, 8, 9, 10, 63, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/17/2020 - Present
Morgan Stanley (New York NY)
NJ
09/30/2016 - 11/06/2019
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
08/08/2008 - 09/30/2016
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
01/15/1996 - 06/05/2007
TD AMERITRADE, INC. (JERSEY CITY NJ)
PA
05/31/1995 - 12/15/1995
BRYN MAWR INVESTMENT GROUP, INC. (ROSEMONT PA)
NJ
10/09/1991 - 07/23/1993
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
07/18/1990 - 10/08/1991
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
05/24/1988 - 07/20/1989
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NA
02/02/1987 - 05/28/1988
SHERWOOD CAPITAL, INC.
NA
04/23/1986 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
NA
04/23/1986 - 05/19/1986
ALLIED CAPITAL GROUP, INC.
NA
07/02/1985 - 01/11/1986
FIRST INVESTORS CORPORATION
BC
Issued 07/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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