Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Gaudreau is an investment advisor representative with Russell Investments. Joseph has been working in the financial services industry for over 17 years. He is a licensed Investment Advisor Representative and holds Series 6, 7, 63, 65, and SIE licenses. Joseph has prior work experience at companies including Investment Financial Corporation, Investment Centers of America, Inc., SII Investments, Inc., National Planning Corporation, Jackson National Life Distributors LLC, and Metlife Investors Distribution Company. Joseph works with a variety of clients including individuals, corporations, investment companies, pooled investment vehicles, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of revenue/intracompany agrmts and % of assets/advsmt
1
2
WI
11/21/2017 - Present
Russell Investments (Milwaukee WI)
WI
06/30/2016 - 11/10/2017
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
06/30/2016 - 11/10/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
06/30/2016 - 11/10/2017
SII INVESTMENTS, INC. (APPLETON WI)
CO
06/29/2016 - 11/10/2017
NATIONAL PLANNING CORPORATION (DENVER CO)
CO
07/08/2015 - 06/23/2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
NC
01/07/2011 - 07/13/2015
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
IA
Issued 07/22/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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