linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Vincent Carter

United Brokerage Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Vincent Carter

Joseph Vincent Carter is a financial advisor with over 20 years of experience in the industry. Joseph is registered as a broker and an investment advisor in multiple states. Joseph is currently affiliated with United Brokerage Services, Inc. and has previously worked with GLOBAL ATLANTIC DISTRIBUTORS, LLC, RIVERSOURCE DISTRIBUTORS, INC., AIG SUNAMERICA CAPITAL SERVICES, INC., and PLANCO FINANCIAL SERVICES, INC. Joseph has a wide range of experience and is knowledgeable in various financial products and services, including portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

Joseph Carter is currently registered with United Brokerage Services, Inc.. United Brokerage Services, Inc. is a corporation formed in 1995 and headquartered in Parkersburg, West Virginia. The firm is registered with the SEC and in 46 states. They offer a variety of advisory services including portfolio management for individuals and businesses, and selection of other advisers. They also participate in wrap fee programs. The firm has over 249 million in regulatory assets under management for 790 accounts. They primarily serve high-net-worth individuals and individuals other than high-net-worth.
United Brokerage Services, Inc.

514 MARKET STREET

PARKERSBURG, WV 26101

$249.75M

Assets Under Management

1,751

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Carter’s Registration & Firm History

VA

09/04/2019 - Present

United Brokerage Services, Inc. (MCLEAN VA)

CT

01/24/2013 - 09/25/2018

GLOBAL ATLANTIC DISTRIBUTORS, LLC (HARTFORD CT)

MN

03/22/2007 - 12/31/2010

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

NJ

02/17/2004 - 01/30/2007

AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

CT

08/28/1997 - 02/06/2004

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

Not sure if Joseph Vincent Carter is right for you?

Licenses & Designations

IA

Issued 09/03/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/2019

Series 7TO - General Securities Representative Examination

BC

Issued 09/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Vincent Carter.
Not sure if Joseph Vincent Carter is right for you?