Unclaimed
Joseph Vincent Barbarino has been an active participant in the financial services industry since 1997. Joseph has a strong background in trading and operations, holding various roles at firms such as Wedbush Securities, Speedroute LLC, and Lime Brokerage LLC. His current role as an active broker at Lime Trading Corp. focuses on providing clients with comprehensive trading services. Joseph possesses a wide range of credentials, including Series 7, Series 55, Series 63, and Series 65 licenses. Joseph's dedication to professional development is evident through his continuous pursuit of new knowledge and skills in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/29/2020 - Present
Lime Trading Corp. (NEW YORK NY)
NY
06/04/2013 - 06/11/2020
LIME BROKERAGE LLC (New York NY)
NJ
11/20/2014 - 04/18/2018
WEDBUSH SECURITIES INC. (JERSEY CITY NJ)
NJ
01/03/2012 - 05/31/2013
SPEEDROUTE LLC (JERSEY CITY NJ)
NY
06/15/2012 - 10/05/2012
CONCEPT CAPITAL TRADING LLC (NEW YORK NY)
NY
05/16/2005 - 11/11/2010
BNY CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NJ
05/07/2003 - 01/11/2005
EVOLUTION FINANCIAL TECHNOLOGIES, LLC (ISELIN NJ)
NY
01/10/2000 - 12/06/2002
ALTERNET SECURITIES INC. (NEW YORK NY)
NY
05/03/1999 - 12/06/2002
ITG INC. (NEW YORK NY)
NY
09/18/1997 - 12/02/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 01/30/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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