Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Vernon Lee has been in the financial services industry since March 29, 1990. Joseph is currently registered with Madison Avenue Securities, LLC and is licensed in Idaho. Joseph also holds licenses in several other states including California, Colorado, Minnesota, Montana, New Mexico, Oregon, Texas, Utah, Virginia and Washington. Joseph has been affiliated with Madison Avenue Securities, LLC since August 7, 2012. Prior to that, Joseph was with ING Financial Partners, Inc. in Lewiston, Idaho from September 30, 2005 to August 9, 2012. Joseph has a total of 11 state registrations, 1 FINRA registration, and 1 SRO registration. Joseph has passed several securities exams including Series 6, Series 7, Series 63, Series 66, and the SIE. Joseph has indicated he provides financial planning, pension consulting and selection of other advisers. Joseph has indicated he has clients that are individuals, high-net-worth individuals, charitable organizations and pension and profit sharing plans. Joseph also has other business activities which include managing Schrette & Lee Financial Services, Inc. dba Schrette & Lee Wealth Management and SLKF, LLC, a real estate holding company, as well as selling fixed insurance products as an Independent Insurance Agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/07/2012 - Present
Madison Avenue Securities, LLC (SAN DIEGO CA)
ID
09/30/2005 - 08/09/2012
ING FINANCIAL PARTNERS, INC. (LEWISTON ID)
FL
12/12/2003 - 09/28/2005
KOVACK SECURITIES INC. (FT. LAUDERDALE FL)
WA
10/22/2002 - 12/12/2003
METROPOLITAN INVESTMENT SECURITIES, INC. (SPOKANE WA)
MN
05/15/1998 - 05/04/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MA
06/05/1996 - 05/15/1998
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
OR
05/13/1996 - 06/11/1996
U.S. BANCORP SECURITIES (PORTLAND OR)
WI
04/05/1994 - 05/20/1996
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
06/17/1993 - 04/07/1994
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NJ
10/05/1988 - 06/11/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/05/1988 - 06/11/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 07/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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