Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph V Guevara is a registered representative with Hornor, Townsend & Kent, LLC. Joseph has over 17 years of experience in the financial services industry. Joseph holds Series 6, 7, 63, and 65 licenses. Joseph specializes in providing financial planning, portfolio management, and pension consulting services. Joseph works with a variety of clients including individuals, families, businesses, and charitable organizations. Joseph is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
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2
NY
07/06/2023 - Present
Hornor, Townsend & Kent, LLC (NEW YORK NY)
CA
12/01/2017 - 07/19/2023
MML INVESTORS SERVICES, LLC (SAN FRANCISCO CA)
CA
08/20/2007 - 12/02/2015
MML INVESTORS SERVICES, LLC (SAN FRANCISCO CA)
CA
06/09/2003 - 06/06/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
IA
Issued 03/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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