Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Troy Schmeing is a financial advisor with over 30 years of experience in the industry. Joseph is a registered representative with Robert W. Baird & Co. Inc. He is also registered with the following states: District of Columbia, Florida, Indiana, Kentucky, Maine, Missouri, New Mexico, North Carolina, Ohio, South Carolina, Tennessee, and Texas. Prior to joining Robert W. Baird & Co. Inc., Joseph worked at RAYMOND JAMES FINANCIAL SERVICES, INC. and FIFTH THIRD SECURITIES, INC. Joseph's experience and qualifications make him a valuable resource for investors seeking guidance on their financial journey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
08/31/2023 - Present
Robert W. Baird & Co. Inc. (Louisville KY)
KY
09/17/2008 - 09/11/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (LOUISVILLE KY)
KY
09/17/2007 - 10/09/2008
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
KY
04/12/2002 - 09/18/2007
MORGAN KEEGAN & COMPANY, INC. (LOUISVILLE KY)
NJ
08/14/2000 - 04/29/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/26/1991 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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