Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Toomey is a financial professional with over 18 years of experience in the financial services industry. Joseph Toomey is currently registered with LPL Financial LLC and has been with the firm since February 2024. Prior to joining LPL Financial LLC, Joseph Toomey was affiliated with WELLS FARGO CLEARING SERVICES, LLC, J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY SMITH BARNEY, ROCKWELL GLOBAL CAPITAL LLC, WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., ADVANCED PLANNING SECURITIES, INC., AMERICAN CAPITAL PARTNERS, LLC, BASIC INVESTORS INC., GUNNALLEN FINANCIAL, INC, and NATIONS FINANCIAL GROUP, INC. Joseph Toomey holds FINRA Series 7, 63, and 66 licenses. Joseph Toomey specializes in providing financial planning, portfolio management, and consulting services to a wide range of clients, including individuals, families, businesses, and retirement plans. Joseph Toomey has extensive experience in investment management, retirement planning, insurance, and estate planning. Joseph Toomey is dedicated to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/23/2024 - Present
LPL Financial LLC (HUNTINGTON NY)
NY
12/10/2021 - 02/28/2024
WELLS FARGO CLEARING SERVICES, LLC (HUNTINGTON NY)
NY
10/01/2012 - 12/11/2021
J.P. MORGAN SECURITIES LLC (SYOSSET NY)
NY
12/14/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DEER PARK NY)
NY
04/13/2010 - 04/12/2011
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
FL
06/29/2009 - 03/26/2010
ROCKWELL GLOBAL CAPITAL LLC (LAKEMARY FL)
NY
01/01/2008 - 06/30/2009
WELLS FARGO ADVISORS, LLC (BABYLON NY)
NY
04/02/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BABYLON NY)
NY
02/26/2007 - 03/19/2007
ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)
NY
08/22/2006 - 03/14/2007
ADVANCED PLANNING SECURITIES, INC. (MELVILLE NY)
NY
05/10/2006 - 09/15/2006
AMERICAN CAPITAL PARTNERS, LLC (HUNTINGTON NY)
NY
09/12/2005 - 05/11/2006
ADVANCED PLANNING SECURITIES, INC. (MELVILLE NY)
NY
05/08/2006 - 05/10/2006
BASIC INVESTORS INC. (MELVILLE NY)
FL
05/23/2005 - 08/30/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
IA
12/15/2004 - 05/05/2005
NATIONS FINANCIAL GROUP, INC. (CEDAR RAPIDS IA)
BOTH
Issued 05/25/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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