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Joseph Tierney

Raymond James Investment Management

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About Joseph Tierney

Joseph Tierney is an investment advisor representative with Raymond James Investment Management. Joseph has been in the financial services industry since 2012. Joseph has passed the Series 6, 7, 63 and 65 exams. He is registered in Florida, Iowa, Minnesota, North Dakota, South Dakota, and Wisconsin. Joseph is also a registered investment advisor representative in Minnesota. He previously worked at Putnam Retail Management Limited Partnership.

Firm Information

Joseph Tierney is currently registered with Raymond James Investment Management. Raymond James Investment Management is an investment advisor registered with the SEC. The firm, headquartered in ST PETERSBURG, FL, has 93 employees and manages approximately $16,378,977,378 in regulatory assets under management. They offer portfolio management services for individuals, investment companies, and pooled investment vehicles. Their client base includes investment companies, pooled investment vehicles, and high-net-worth individuals.
Raymond James Investment Management

780 CARILLON PARKWAY

ST PETERSBURG, FL 33716

$16.38B

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Joseph Tierney’s Registration & Firm History

MN

11/05/2018 - Present

Raymond James Investment Management (Minneapolis MN)

MA

12/14/2012 - 10/29/2018

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)

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Licenses & Designations

IA

Issued 09/08/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2014

Series 7 - General Securities Representative Examination

BC

Issued 12/13/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Tierney.
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