Unclaimed
Joseph Thompson is a financial advisor with Truist Investment Services, Inc. based in Atlanta, GA. Joseph has been in the financial services industry since 1996. Joseph holds FINRA Series 7, 24, 63, 79TO, and SIE licenses. Joseph's registrations are active in Alabama, Arkansas, District of Columbia, Florida, Georgia, Indiana, Maryland, North Carolina, South Carolina, Tennessee, Virginia, and West Virginia. Joseph has previously worked at SUNTRUST ROBINSON HUMPHREY, INC. and THE ROBINSON-HUMPHREY COMPANY, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
08/05/2014 - Present
Truist Investment Services, Inc. (ATLANTA GA)
GA
07/27/2001 - 09/11/2014
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
GA
01/03/1996 - 07/27/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
BC
Issued 10/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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