Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Thompson

Truist Investment Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Thompson

Joseph Thompson is a financial advisor with Truist Investment Services, Inc. based in Atlanta, GA. Joseph has been in the financial services industry since 1996. Joseph holds FINRA Series 7, 24, 63, 79TO, and SIE licenses. Joseph's registrations are active in Alabama, Arkansas, District of Columbia, Florida, Georgia, Indiana, Maryland, North Carolina, South Carolina, Tennessee, Virginia, and West Virginia. Joseph has previously worked at SUNTRUST ROBINSON HUMPHREY, INC. and THE ROBINSON-HUMPHREY COMPANY, LLC.

Firm Information

Joseph Thompson is currently registered with Truist Investment Services, Inc.. Truist Investment Services, Inc. is a corporation formed on November 27, 1985. It is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

162

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Thompson’s Registration & Firm History

GA

08/05/2014 - Present

Truist Investment Services, Inc. (ATLANTA GA)

GA

07/27/2001 - 09/11/2014

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

GA

01/03/1996 - 07/27/2001

THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)

Not sure if Joseph Thompson is right for you?

Licenses & Designations

BC

Issued 10/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/04/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Thompson.
Not sure if Joseph Thompson is right for you?