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Joseph Thomas Reiman

B. Riley Wealth Management

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About Joseph Thomas Reiman

Joseph Thomas Reiman has been in the securities industry since 1995. He is currently registered with B. Riley Wealth Management. Joseph has been registered with B. Riley Wealth Management since July 22, 2022. Prior to that, Joseph was registered with NATIONAL SECURITIES CORPORATION and PRIME CAPITAL SERVICES, INC. and Dean Witter Reynolds Inc. Joseph is licensed to conduct business in several states including Alaska, Arizona, California, Colorado, Florida, Georgia, Indiana, Maryland, Massachusetts, Missouri, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Tennessee, Texas, Virginia, Washington and Wyoming.

Firm Information

Joseph Reiman is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Reiman’s Registration & Firm History

NJ

07/22/2022 - Present

B. Riley Wealth Management (Paramus NJ)

NJ

11/22/2013 - 07/22/2022

NATIONAL SECURITIES CORPORATION (PISCATAWAY NJ)

NJ

12/13/1999 - 11/22/2013

PRIME CAPITAL SERVICES, INC. (PISCATAWAY NJ)

NY

10/31/1996 - 04/23/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

07/25/1994 - 07/08/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 12/21/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 07/22/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Thomas Reiman.
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