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Joseph Thomas Natoli

Advisors Asset Management, Inc.

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About Joseph Thomas Natoli

Joseph Thomas Natoli is a financial advisor with over 25 years of experience in the industry. Joseph is a registered representative of Advisors Asset Management, Inc. and holds a Series 7, Series 10, Series 9, Series 24, Series 63, and Series 79TO license. Joseph is also a Principal of Advisors Asset Management. Joseph has extensive experience providing investment advisory services to individuals and institutions. Joseph is committed to providing his clients with personalized financial advice and portfolio management services. Prior to joining Advisors Asset Management, Inc., Joseph was employed by Rockwell Global Capital LLC, Advanced Planning Securities, Inc., NF Clearing, Inc., Maxim Group LLC, and Investec Ernst & Company.

Firm Information

Joseph Natoli is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Natoli’s Registration & Firm History

NY

12/03/2009 - Present

Advisors Asset Management, Inc. (MELVILLE NY)

NY

02/26/2007 - 05/01/2009

ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)

NY

01/30/2006 - 06/07/2007

ADVANCED PLANNING SECURITIES, INC. (MELVILLE NY)

NJ

07/30/2004 - 01/26/2006

NF CLEARING, INC. (JERSEY CITY NJ)

NY

09/25/2002 - 07/20/2004

MAXIM GROUP LLC (NEW YORK NY)

NY

10/29/1999 - 10/25/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

06/24/1994 - 10/29/1999

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

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Licenses & Designations

BC

Issued 06/29/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 10/13/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/28/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/17/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Thomas Natoli.
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