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Joseph Thomas Mazziotta

First Command Brokerage Services, Inc.

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About Joseph Thomas Mazziotta

Joseph Thomas Mazziotta is a financial advisor who is registered with FINRA and the state of Texas. Joseph has been in the financial services industry since 2016 and is currently employed by First Command Brokerage Services, Inc. He has passed the SIE, Series 7, Series 99, and Series 63 exams. Joseph's office is located in Fort Worth, Texas.

Firm Information

Joseph Mazziotta is currently registered with First Command Brokerage Services, Inc.. First Command Brokerage Services, Inc. is a Corporation formed in 1958 and is registered in 52 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

172

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Mazziotta’s Registration & Firm History

TX

02/20/2016 - Present

First Command Brokerage Services, Inc. (FORT WORTH TX)

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Licenses & Designations

BC

Issued 03/19/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2016

Series 7 - General Securities Representative Examination

BC

Issued 02/20/2016

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Thomas Mazziotta.
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