Unclaimed
Joseph Leighton is a financial advisor with Edward Jones in LANCASTER, Ohio. Joseph has been in the financial services industry since 1999. Joseph is registered with FINRA and has been registered with the state of Ohio. Joseph specializes in providing financial advice to individuals, businesses, and pension and profit-sharing plans. Joseph previously worked for Ameriprise Financial Services, Inc., VALIC Financial Advisors, Inc., IDS Life Insurance Company, BANC ONE SECURITIES CORPORATION, ONE GROUP DEALER SERVICES, INC., ONE GROUP SERVICES COMPANY (THE), and NEW ENGLAND SECURITIES. Joseph is a pastor at Salem Chapel Church of the United Brethren in Christ in Junction City, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
02/09/2018 - Present
Edward Jones (LANCASTER OH)
OH
04/02/2009 - 02/06/2018
AMERIPRISE FINANCIAL SERVICES, INC. (LANCASTER OH)
OH
09/13/2007 - 04/09/2009
VALIC FINANCIAL ADVISORS, INC. (COLUMBUS OH)
OH
07/15/2004 - 09/14/2007
AMERIPRISE FINANCIAL SERVICES, INC. (COLUMBUS OH)
MN
07/15/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
10/15/2003 - 04/09/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
01/17/2001 - 10/06/2003
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
OH
08/25/1999 - 12/31/2000
ONE GROUP SERVICES COMPANY (THE) (BROOKLYN OH)
NY
11/20/1998 - 09/09/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 02/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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