Unclaimed
Joseph Thomas Koffer is a Principal at Samuel A. Ramirez & Company, Inc. Joseph holds the Series 24, Series 53 and Series 14 securities licenses along with the SIE. He is a licensed broker in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/29/2012 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/09/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/29/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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