Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Goertz is a financial professional with over 13 years of experience in the securities industry. Joseph holds the Series 7, 24, 28, 99TO and SIE licenses. Joseph currently works as a financial advisor at Williams Trading LLC. Joseph has a strong understanding of the financial markets and is committed to providing personalized investment advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/15/2009 - Present
Williams Trading LLC (WESTPORT CT)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/01/2012
Series 24 - General Securities Principal Examination
BC
Issued 05/14/2009
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Joseph Goertz is the right advisor for you? Invested Better is here to help.
