Unclaimed
Joseph Thomas Dominguez is a financial advisor with Alliancebernstein Investments, Inc. in Atlanta, GA. Joseph has been in the industry since July 20, 2000. Joseph has passed the Series 6, Series 63 and SIE exams and holds licenses in 14 states including Alabama, Arkansas, Florida, Georgia, Kentucky, Louisiana, Mississippi, New Mexico, North Carolina, Oklahoma, Puerto Rico, South Carolina, Tennessee and Texas. Joseph was previously registered with Sanford C. Bernstein & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
07/21/2000 - Present
Alliancebernstein Investments, Inc. (ATLANTA GA)
FL
09/29/2022 - 12/22/2022
SANFORD C. BERNSTEIN & CO., LLC (TAMPA FL)
BC
Issued 08/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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