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Joseph Thomas Dominguez

Alliancebernstein Investments, Inc.

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About Joseph Thomas Dominguez

Joseph Thomas Dominguez is a financial advisor with Alliancebernstein Investments, Inc. in Atlanta, GA. Joseph has been in the industry since July 20, 2000. Joseph has passed the Series 6, Series 63 and SIE exams and holds licenses in 14 states including Alabama, Arkansas, Florida, Georgia, Kentucky, Louisiana, Mississippi, New Mexico, North Carolina, Oklahoma, Puerto Rico, South Carolina, Tennessee and Texas. Joseph was previously registered with Sanford C. Bernstein & Co., LLC.

Firm Information

Joseph Dominguez is currently registered with Alliancebernstein Investments, Inc.. Alliancebernstein Investments, Inc. is a Corporation that was formed on November 15, 1983. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Dominguez’s Registration & Firm History

GA

07/21/2000 - Present

Alliancebernstein Investments, Inc. (ATLANTA GA)

FL

09/29/2022 - 12/22/2022

SANFORD C. BERNSTEIN & CO., LLC (TAMPA FL)

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Licenses & Designations

BC

Issued 08/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Thomas Dominguez.
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