Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Thomas Bayse is a financial advisor with over 24 years of experience in the financial services industry. Joseph Bayse is currently registered with Wells Fargo Clearing Services, LLC and holds a Series 7, Series 24, Series 4, Series 53, Series 55 and Series 66 license. Joseph Bayse is also registered with the states of California, Colorado, Florida, Louisiana, Michigan, Nevada, North Carolina, Ohio, South Carolina, Texas and Utah. Joseph Bayse has previously been employed with SunTrust Investment Services, INC, FIFTH THIRD SECURITIES, INC, BANC OF AMERICA INVESTMENT SERVICES, INC, E*TRADE SECURITIES LLC, HARRISDIRECT LLC, RM STARK & CO INC, METLIFE SECURITIES INC, METROPOLITAN LIFE INSURANCE COMPANY, AMERICAN EXPRESS FINANCIAL ADVISORS INC and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/24/2019 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
04/29/2011 - 05/02/2017
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/07/2010 - 04/28/2011
FIFTH THIRD SECURITIES, INC. (CONCORD NC)
NC
07/24/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/03/2006 - 07/10/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NJ
12/21/1998 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
FL
01/26/1998 - 11/19/1998
RM STARK & CO INC. (LAKE WORTH BEACH FL)
MA
07/23/1997 - 02/18/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/14/1997 - 02/18/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MN
03/13/1997 - 04/23/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/13/1997 - 04/23/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/25/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2000
Series 4 - Registered Options Principal Examination
BC
Issued 06/07/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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