Unclaimed
Joseph Ledrew is a securities professional with over 25 years of experience in the financial services industry. Joseph is currently registered with Tradier Brokerage, Inc. in Charlotte, North Carolina. Joseph has a strong background in trading and operations, having held positions at a variety of firms, including Pinnacle Capital Markets, LLC, Glacier Point Capital LLC, NT Securities LLC, Bertram Samuel Securities, LLC, TradeStation Securities, Inc., ProTrader Securities Corporation, Summit Trading, Inc., Key Investments Inc., Penn Capital Financial Services, Inc., and L.C. Wegard & Co., Inc. Joseph holds a variety of licenses and certifications, including Series 3, 7, 24, 55, 57TO, 63, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/07/2017 - Present
Tradier Brokerage, Inc. (CHARLOTTE NC)
NC
12/12/2003 - 06/21/2017
PINNACLE CAPITAL MARKETS, LLC (RALEIGH NC)
NC
09/03/2015 - 04/11/2016
GLACIER POINT CAPITAL LLC (RALEIGH NC)
IL
03/19/2003 - 06/30/2003
NT SECURITIES LLC (CHICAGO IL)
KY
05/08/2002 - 05/14/2002
BERTRAM SAMUEL SECURITIES, LLC (BOWLING GREEN KY)
FL
08/29/2001 - 11/19/2001
TRADESTATION SECURITIES, INC. (PLANTATION FL)
TX
07/05/2000 - 09/18/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
TX
03/16/2000 - 06/15/2000
SUMMIT TRADING, INC. (HOUSTON TX)
TX
06/14/1999 - 04/10/2000
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
OH
03/07/1995 - 07/16/1998
KEY INVESTMENTS INC. (CLEVELAND OH)
PA
09/12/1994 - 06/13/1995
PENN CAPITAL FINANCIAL SERVICES, INC. (PITTSBURGH PA)
NY
08/22/1994 - 09/02/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 08/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2012
Series 3 - National Commodity Futures Examination
BC
Issued 07/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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