Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Thanh Nguyen is an investment advisor representative with Fidelity Personal And Workplace Advisors in Campbell, CA. Joseph has been in the securities industry since September 24, 2006. Joseph holds the Series 66, SIE and Series 7 securities licenses. Joseph is registered to provide investment advisory services in Arizona, California, Colorado, Florida, Hawaii, Massachusetts, Nevada, Oregon, Tennessee, Texas, Utah and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/01/2024 - Present
Fidelity Personal AND Workplace Advisors (CAMPBELL CA)
CA
03/24/2023 - 10/20/2023
MORGAN STANLEY (CUPERTINO CA)
CA
12/10/2015 - 09/05/2023
E*TRADE SECURITIES LLC (CUPERTINO CA)
CA
02/20/2014 - 01/05/2016
FIDELITY BROKERAGE SERVICES LLC (CAMPBELL CA)
CA
08/01/2012 - 07/17/2013
CITIGROUP GLOBAL MARKETS INC. (LOS GATOS CA)
CA
01/03/2011 - 07/17/2012
WELLS FARGO ADVISORS, LLC (FREMONT CA)
CA
08/14/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FREMONT CA)
CA
11/30/2007 - 06/24/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
11/14/2005 - 11/13/2007
WELLS FARGO INVESTMENTS, LLC (FREMONT CA)
BOTH
Issued 03/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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