Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Terry Estes is a financial professional with over 40 years of experience in the financial services industry. Joseph is currently a registered representative with Principal Securities, Inc., located in Birmingham, Alabama. Joseph's career has included experience at AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. Joseph holds the Series 7, Series 63 and Series 1 securities licenses. Joseph is experienced in working with individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. Joseph specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AL
12/22/2011 - Present
Principal Securities, Inc. (BIRMINGHAM AL)
AL
10/20/1980 - 12/19/2011
AXA ADVISORS, LLC (BIRMINGHAM AL)
NY
10/01/1970 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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