Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Terrence McGovern is a financial professional with over 30 years of experience in the industry. Joseph has worked with Interactive Brokers LLC since 2011. Before that, Joseph was employed at Bear, Stearns & Co. Inc. from 1992 until 2008 and Discount Corporation of New York Futures from 1989 to 1992. Joseph holds several licenses and certifications including Series 3, 7, 24, 55, 57, and 63. Joseph is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/18/2011 - Present
Interactive Brokers LLC (CHICAGO IL)
IL
02/07/1992 - 06/17/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
NA
05/23/1989 - 02/19/1992
DISCOUNT CORPORATION OF NEW YORK FUTURES
BOTH
Issued 08/02/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/31/2011
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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