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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph T. Shumbata is a financial advisor currently registered with Fidelity Personal And Workplace Advisors. Joseph has been working in the financial services industry since 2004. Prior to joining Fidelity, Joseph worked at Morgan Stanley and UBS Financial Services Inc. Joseph holds licenses to provide investment advice in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/03/2024 - Present
Fidelity Personal AND Workplace Advisors (HINGHAM MA)
MA
12/21/2022 - 05/15/2024
MORGAN STANLEY (Boston MA)
MA
12/19/2014 - 10/19/2022
MORGAN STANLEY (Boston MA)
MA
07/17/2009 - 12/18/2014
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
05/26/2005 - 07/21/2009
AXA ADVISORS, LLC (WELLESLEY MA)
NY
04/06/2005 - 03/03/2006
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
11/19/2003 - 03/11/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 07/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 11/25/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2015
Series 3 - National Commodity Futures Examination
BC
Issued 04/15/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/18/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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