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Joseph T Nangle

BGC Financial, LP

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About Joseph T Nangle

Joseph T. Nangle has over 14 years of experience in the financial services industry. Joseph is currently registered with BGC Financial, LP in New York and California and has previously been registered with several firms including Bay Crest Partners, LLC, Tullett Prebon Financial Services LLC, TFS Derivatives Corporation, Phoenix Derivatives Group, LLC, Maxim Group LLC, FBN Securities, Inc., Louis Capital Markets, LP, and TMT East LLC. Joseph holds the Series 3, 7, 57 and SIE licenses.

Firm Information

Joseph Nangle is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Nangle’s Registration & Firm History

NY

01/03/2023 - Present

BGC Financial, LP (NEW YORK NY)

NY

07/06/2020 - 09/23/2022

BAY CREST PARTNERS, LLC (NEW YORK NY)

NY

08/19/2014 - 06/30/2020

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

04/01/2013 - 05/05/2014

TFS DERIVATIVES CORPORATION (NEW YORK NY)

NY

07/09/2012 - 10/16/2012

PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)

NY

02/13/2012 - 06/25/2012

MAXIM GROUP LLC (NEW YORK NY)

NY

07/11/2011 - 02/13/2012

FBN SECURITIES, INC. (NEW YORK NY)

NA

08/04/2010 - 06/20/2011

LOUIS CAPITAL MARKETS, LP (PARIS )

IL

02/02/2006 - 07/23/2009

TMT EAST LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/20/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2018

Series 3 - National Commodity Futures Examination

BC

Issued 07/28/2017

Series 57 - Securities Trader Exam

BC

Issued 08/03/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph T Nangle.
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