Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph T. Montagne is a financial advisor with over 19 years of experience in the industry. Joseph is currently registered with Santander Securities LLC and is licensed in all 50 states. Joseph’s previous experience includes roles at UBS Financial Services Inc., J.P. Morgan Securities LLC, Chase Investment Services Corp., State Farm VP Management Corp., MetLife Securities Inc., Barclays Capital Inc. and Goldman Sachs Execution & Clearing, L.P. Joseph holds Series 7, Series 9 and Series 63 licenses and the SIE exam. Joseph specializes in providing financial planning, portfolio management for businesses and individuals, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/28/2024 - Present
Santander Securities LLC (Brooklyn NY)
NJ
02/23/2016 - 08/26/2024
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/01/2012 - 09/09/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/06/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
FL
04/30/2010 - 06/17/2010
STATE FARM VP MANAGEMENT CORP. (JENSEN BEACH FL)
FL
11/10/2008 - 12/15/2009
METLIFE SECURITIES INC. (WEST PALM BEACH FL)
NY
07/03/2006 - 04/18/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/08/2003 - 09/20/2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
BC
Issued 11/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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