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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Stone is an investment advisor representative at Kestra Advisory Services, LLC. Joseph has over 50 years of experience in the financial services industry, having been a registered representative since 1972. He has been registered with Kestra Advisory Services, LLC since 2016. Joseph is a licensed securities agent in Colorado and Massachusetts. He holds the Series 7TO, Series 63, Series 65, and Series 24 securities licenses. Joseph specializes in portfolio management for individuals and businesses, and he also provides financial planning services. He is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/01/2016 - Present
Kestra Advisory Services, LLC (DENVER CO)
MA
01/03/1982 - 12/05/2000
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
MN
06/24/1993 - 08/06/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
NA
10/20/1980 - 02/01/1982
EQUICO SECURITIES, INC.
NA
12/01/1972 - 04/16/1981
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 12/21/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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