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Joseph Steven Tama

Wall Street Access

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About Joseph Steven Tama

Joseph Tama is a licensed securities professional with over 30 years of experience in the financial services industry. Joseph is currently registered with Wall Street Access and is a Series 7, Series 24, Series 55, Series 57TO and SIE licensed professional. Joseph has previously held positions at VANDHAM SECURITIES CORP., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SMITH NEW COURT, INC. and CARL MARKS & CO., INC.. Joseph is licensed in Florida, New Jersey, and New York.

Firm Information

Joseph Tama is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Tama’s Registration & Firm History

NJ

07/02/2018 - Present

Wall Street Access (Park Ridge NJ)

NJ

02/14/2012 - 07/03/2018

VANDHAM SECURITIES CORP. (Park Ridge NJ)

NY

10/05/1995 - 02/14/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/04/1988 - 01/29/1996

SMITH NEW COURT, INC. (NEW YORK NY)

NA

06/24/1986 - 03/16/1988

CARL MARKS & CO., INC.

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Licenses & Designations

BC

Issued 08/15/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/21/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Steven Tama.
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