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Joseph Steven Reece

L.j. Hart AND Co.

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About Joseph Steven Reece

Joseph Steven Reece is a financial advisor with L.j. Hart And Co. in Kansas City, MO. He is also registered with Commerce Brokerage Services, Inc. and has been in the industry since 1999.

Firm Information

Joseph Reece is currently registered with L.j. Hart AND Co.. L.j. Hart AND Co. is a Corporation formed on November 12, 1991 and is currently Approved. The firm is registered in Illinois, Louisiana, Missouri, South Dakota, Texas, and Wyoming. It has also received 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Reece’s Registration & Firm History

MO

06/14/2023 - Present

L.j. Hart AND Co. (Kansas City MO)

MO

01/22/2007 - 12/11/2008

AMERICAN CENTURY BROKERAGE, INC. (KANSAS CITY MO)

MO

01/22/2007 - 12/11/2008

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

MO

03/17/2000 - 01/10/2007

COMMERCE BROKERAGE SERVICES, INC. (KANSAS CITY MO)

NA

11/03/1992 - 12/31/1993

LA SALLE ST. SECURITIES, INC.

NA

04/10/1992 - 08/20/1992

OFFERMAN & COMPANY

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Licenses & Designations

BC

Issued 11/17/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/20/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/10/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 06/14/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Steven Reece.
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