Unclaimed
Joseph Steven Reece is a financial advisor with L.j. Hart And Co. in Kansas City, MO. He is also registered with Commerce Brokerage Services, Inc. and has been in the industry since 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
06/14/2023 - Present
L.j. Hart AND Co. (Kansas City MO)
MO
01/22/2007 - 12/11/2008
AMERICAN CENTURY BROKERAGE, INC. (KANSAS CITY MO)
MO
01/22/2007 - 12/11/2008
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
MO
03/17/2000 - 01/10/2007
COMMERCE BROKERAGE SERVICES, INC. (KANSAS CITY MO)
NA
11/03/1992 - 12/31/1993
LA SALLE ST. SECURITIES, INC.
NA
04/10/1992 - 08/20/1992
OFFERMAN & COMPANY
BC
Issued 11/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/10/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/14/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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