Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Klein is a financial advisor at Equity Services, Inc. with over 35 years of experience in the industry. He has held prior positions at New England Securities and MetLife Securities Inc. Joseph is a Certified Financial Planner and Chartered Financial Consultant and is registered with the state of Connecticut and several other states. He is dedicated to providing financial planning and investment management services to individuals, families, and businesses. Joseph Klein offers educational seminars and has specialized knowledge in insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/15/2002 - Present
Equity Services, Inc. (GLASTONBURY CT)
NY
03/03/1997 - 02/05/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
05/14/1986 - 02/28/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/14/1986 - 02/28/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 06/27/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Klein is the right advisor for you? Invested Better is here to help.
