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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Steven Adamo is a financial advisor with over 39 years of experience in the industry. Joseph has been with Morgan Stanley since June 2009. Prior to that, Joseph worked at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., RBC Dain Rauscher Inc., Sutro & Co. Incorporated, PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, Smith Barney Shearson Inc., and Lehman Brothers Inc. Joseph holds FINRA Series 3, 7 and 63 licenses, as well as the SIE and Series 65 licenses. He is registered as a broker-dealer in 32 states and as an investment advisor in 2 states. Joseph is also registered as a Registered Representative and Investment Advisor Representative with Morgan Stanley. Joseph has a variety of specializations in financial planning, portfolio management, and retirement planning. Joseph's experience and expertise make him a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (RANCHO SANTA FE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RANCHO SANTE FE CA)
CA
07/07/2006 - 04/02/2007
MORGAN STANLEY DW INC. (RANCHO SANTE FE CA)
CA
03/09/2002 - 07/18/2006
RBC DAIN RAUSCHER INC. (LA JOLLA CA)
CA
04/24/1997 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NJ
01/28/1995 - 05/06/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/03/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 01/14/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/21/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 07/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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