Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Stephen Vita is a registered investment advisor representative with Cetera Investment Advisers LLC. Joseph has been in the financial services industry since 1971. Joseph has held previous positions with LPL FINANCIAL LLC, NATIONAL PLANNING CORPORATION, JONESTRADING, SPEAR, LEEDS & KELLOGG, L.P., ADAMS, HARKNESS & HILL, INC., A B D SECURITIES CORPORATION, JOSEPHTHAL & CO., INCORPORATED, and CANTELLA & CO INC. Joseph is registered with the following securities regulators: Colorado, Florida, Massachusetts, New Hampshire, New York, and Vermont. Joseph is also registered with the Investment Adviser Association (IAA) in Massachusetts. Joseph specializes in the following areas: 1) Portfolio Management for Individuals, 2) Portfolio Management for Businesses, 3) Selection of Other Advisors, 4) Financial Planning, 5) Educational Seminars, and 6) Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
06/29/2023 - Present
Cetera Investment Advisers LLC (STONEHAM MA)
MA
11/29/2017 - 07/31/2018
LPL FINANCIAL LLC (WOBURN MA)
MA
12/13/2010 - 11/29/2017
NATIONAL PLANNING CORPORATION (WOBURN MA)
MA
09/26/2002 - 01/25/2010
JONESTRADING (BOSTON MA)
NY
10/04/1999 - 07/31/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
03/07/1977 - 08/25/1999
ADAMS, HARKNESS & HILL, INC. (NEW YORK NY)
NA
06/22/1976 - 04/04/1977
A B D SECURITIES CORPORATION
NA
07/05/1974 - 11/08/1975
JOSEPHTHAL & CO., INCORPORATED
NA
06/23/1969 - 06/15/1974
CANTELLA & CO INC
BC
Issued 9/30/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 3/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/23/1978
Series 40 - Registered Principal Examination
BC
Issued 7/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/7/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/6/1978
Series 41 - NYSE Allied Member Examination
BC
Issued 6/17/1969
Series 000 - General Securities Principal Examination
BC
Issued 6/9/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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