Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph St. thomas is a financial advisor with over 16 years of experience in the industry. Joseph is currently registered with Wealth Enhancement Advisory Services, LLC and has held previous registrations with VALMARK SECURITIES, INC., AMERIPRISE FINANCIAL SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Joseph has a strong background in financial planning, portfolio management, and investment advisory services. Joseph is also a Certified Financial Planner. Joseph specializes in serving high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
TX
01/31/2024 - Present
Wealth Enhancement Advisory Services, LLC (HOUSTON TX)
TX
05/18/2022 - 12/06/2023
VALMARK SECURITIES, INC. (HOUSTON TX)
TX
04/21/2020 - 03/09/2021
VALMARK SECURITIES, INC. (HOUSTON TX)
MN
11/06/2007 - 03/15/2019
AMERIPRISE FINANCIAL SERVICES, INC. (APPLE VALLEY MN)
MN
09/10/2001 - 05/02/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/10/2001 - 05/02/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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