Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Stephen Razzano is a financial advisor with over 40 years of experience in the industry. Joseph is registered with the state of New Jersey as both a broker-dealer and an investment advisor representative. Currently, Joseph is affiliated with Private Advisor Group, LLC, located in Cranford, NJ. Joseph has held prior positions with UBS Financial Services Inc., RBC Capital Markets, LLC, and RBC Dain Rauscher Inc., among others. Joseph holds a Series 65, Series 63, Series 57TO, SIE, Series 55 and a Series 7 license. He is also a registered representative in Connecticut, Florida, New Jersey, New York, Pennsylvania, South Carolina, and Virginia. Joseph is a financial planner and provides portfolio management services to both individuals and businesses. He is also involved in other business activities related to investment, including providing solicitation and referral services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
11/10/2015 - Present
Private Advisor Group, LLC (Cranford NJ)
NJ
07/31/2012 - 11/20/2015
UBS FINANCIAL SERVICES INC. (WESTFIELD NJ)
NY
02/29/2008 - 07/01/2011
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/06/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
03/02/1998 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
01/21/1982 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
IA
Issued 09/13/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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