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Joseph Stephen Gesualdi

Fidelity Distributors Co. LLC

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About Joseph Stephen Gesualdi

Joseph Stephen Gesualdi has been active in the securities industry since July 1, 2008. Joseph is currently registered with Fidelity Distributors Co. LLC. Joseph has passed the Series 6, Series 7, and Series 63 exams and the Securities Industry Essentials Exam. Joseph has been registered in 52 states.

Firm Information

Joseph Gesualdi is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Gesualdi’s Registration & Firm History

RI

03/16/2021 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

RI

06/18/2008 - 01/11/2021

FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)

RI

11/20/2007 - 01/07/2008

MML INVESTORS SERVICES, INC. (PROVIDENCE RI)

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Licenses & Designations

BC

Issued 12/01/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2010

Series 7 - General Securities Representative Examination

BC

Issued 11/19/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Stephen Gesualdi.
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