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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Stephen Daft is a financial advisor currently registered with Fifth Third Securities, Inc. in Cincinnati, OH. Joseph Stephen Daft has been in the industry since 2000 and is Series 7, 24, 4, 52, 53, 66, 79, 99, and SIE licensed. Joseph Stephen Daft also holds a Series 14 license and is a Principal with Fifth Third Securities, Inc. Joseph Stephen Daft has previously worked at H2C SECURITIES INC. and INVESTMENT CENTERS OF AMERICA, INC.. Joseph Stephen Daft's specializations include Portfolio Management for Individuals, Portfolio Management for Businesses, Selection of Other Advisers, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
12/19/2007 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
GA
03/09/2021 - 09/21/2021
H2C SECURITIES INC. (ATLANTA GA)
WI
05/21/2002 - 05/19/2005
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
08/16/2000 - 05/19/2005
SII INVESTMENTS, INC. (APPLETON WI)
BOTH
Issued 10/9/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/18/2003
Series 4 - Registered Options Principal Examination
BC
Issued 9/9/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/5/2000
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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