Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Abbatiello is an investment professional with over 25 years of experience in the financial industry. He is currently registered with Oppenheimer & Co. Inc. and holds a variety of licenses and designations including Series 3, 7, 24, 55, 57TO, and SIE. Joseph has a proven track record of providing high-quality investment advice and services to a diverse clientele. Previously, Joseph Abbatiello held positions with several other firms including ROTH CAPITAL PARTNERS, LLC, MKM PARTNERS LLC, IMPERIAL CAPITAL, LLC, COWEN AND COMPANY, and BNP PARIBAS SECURITIES CORP. Joseph is a dedicated professional with a strong commitment to client satisfaction.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/21/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
CT
01/31/2023 - 02/27/2024
ROTH CAPITAL PARTNERS, LLC (STAMFORD CT)
NJ
03/20/2018 - 01/31/2023
MKM PARTNERS LLC (ROSELAND NJ)
NY
04/03/2017 - 04/04/2018
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
07/28/2014 - 04/04/2017
COWEN AND COMPANY (NEW YORK NY)
NY
04/10/2012 - 06/18/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
03/28/2012 - 04/10/2012
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
01/04/2011 - 03/06/2012
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
01/19/2010 - 01/03/2011
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
04/30/2002 - 01/28/2010
PALI CAPITAL, INC. (NEW YORK NY)
NY
04/03/1997 - 04/30/2002
PALI CAPITAL, LLC (NEW YORK NY)
NY
11/14/1996 - 02/05/1997
REFCO SECURITIES, INC. (NEW YORK NY)
BC
Issued 04/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/04/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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