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Joseph Stapleton

Prudential Annuities Distributors, Inc.

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About Joseph Stapleton

Joseph Stapleton is a registered representative with Prudential Annuities Distributors, Inc. Joseph has been in the securities industry since 2009. Joseph is licensed to sell securities in 15 states. Joseph is also licensed to sell variable annuities in 15 states. Joseph's office is located in Shelton, Connecticut.

Firm Information

Joseph Stapleton is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Stapleton’s Registration & Firm History

CT

11/24/2009 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

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Licenses & Designations

BC

Issued 02/05/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Stapleton. Review regulatory record here.
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