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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Soriano Peralta is a financial advisor registered with Cetera Investment Advisers LLC. Joseph Peralta has been in the financial services industry since 1990 and is a CERTIFIED FINANCIAL PLANNER™. Joseph Peralta provides financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Joseph Peralta is currently registered with Cetera Investment Advisers LLC and is licensed to provide investment advice in California and Texas. Joseph Peralta is also registered as a broker-dealer in 17 states. Previous firms Joseph Peralta was employed by include FIRST ALLIED SECURITIES, INC. and FFP SECURITIES, INC. Joseph Peralta is also a co-trustee for the JOSEPH S. PERALTA & LESLIE S. AQUINO-PERALTA TRUST.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/12/2020 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (FULLERTON CA)
CA
08/03/1990 - 05/30/2008
FFP SECURITIES, INC. (FULLERTON CA)
IA
Issued 08/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/26/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1991
Series 7 - General Securities Representative Examination
BC
Issued 08/01/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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