linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Snell Brocato

Sovran Advisors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Snell Brocato

Joseph Brocato is a Vice President and Registered Principal with Sovran Advisors, LLC. Joseph has over 17 years of experience in the financial services industry. Joseph specializes in providing financial planning, portfolio management, and pension consulting services to individuals, families, businesses, and charitable organizations. He is committed to helping clients achieve their financial goals.

Firm Information

Joseph Brocato is currently registered with Sovran Advisors, LLC. Sovran Advisors, LLC is a registered investment advisor based in San Diego, California. The firm manages over $1 billion in assets for a diverse range of clients, including individuals, businesses, and retirement plans. Sovran Advisors specializes in providing comprehensive financial planning, portfolio management, and pension consulting services. They serve clients across various regions, including California, Nevada, Arizona, and Texas.
Sovran Advisors, LLC

3131 CAMINO DEL RIO N.

SAN DIEGO, CA 92108

$1.17B

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Brocato’s Registration & Firm History

CA

02/23/2024 - Present

Sovran Advisors, LLC (SAN DIEGO CA)

CA

03/25/2017 - 03/06/2024

MML INVESTORS SERVICES, LLC (PASADENA CA)

CA

12/17/2012 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (PASADENA CA)

CA

03/26/2010 - 01/02/2015

NEW ENGLAND SECURITIES (PASADENA CA)

CA

06/08/2006 - 03/22/2010

AXA ADVISORS, LLC (WOODLAND HILLS CA)

Not sure if Joseph Snell Brocato is right for you?

Licenses & Designations

BOTH

Issued 07/14/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/13/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Snell Brocato.
Not sure if Joseph Snell Brocato is right for you?