Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sneed is a financial advisor with Charles Schwab & Co., Inc., working in the Chicago, IL area. Joseph has been in the industry since 2007. He is registered to provide investment advice in 53 states and districts. Joseph has a total of 7 securities exams including Series 3, 7, 9, 10, 55, 57TO and SIE. Joseph has been a representative of Charles Schwab & Co., Inc. since 2017 and has previously worked for companies such as OPTIONSXPRESS, INC., G1 EXECUTION SERVICES, LLC, and GVR COMPANY LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
01/27/2017 - Present
Charles Schwab & CO., Inc. (Chicago IL)
IL
04/14/2015 - 11/10/2017
OPTIONSXPRESS, INC. (CHICAGO IL)
NY
02/28/2013 - 10/07/2014
AVATAR SECURITIES, LLC (NEW YORK NY)
IL
05/14/2010 - 03/04/2013
G1 EXECUTION SERVICES, LLC (CHICAGO IL)
NY
01/25/2005 - 11/15/2005
REFCO SECURITIES, LLC (NEW YORK NY)
IL
02/28/2003 - 06/07/2004
GELBER SECURITIES, LLC (CHICAGO IL)
IL
12/13/2001 - 02/06/2003
GVR COMPANY LLC (CHICAGO IL)
BOTH
Issued 11/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2015
Series 3 - National Commodity Futures Examination
BC
Issued 08/13/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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