Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sullivan is a financial advisor with Truist Advisory Services, Inc., a firm with a strong focus on providing financial planning and investment management services. Joseph has over 20 years of experience in the financial services industry, previously working with firms like Wells Fargo Advisors, LLC and J.P. Morgan Securities LLC. Joseph is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds a Series 6, 7 and 66 licenses. Joseph is committed to building strong relationships with clients and assisting them in achieving their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/01/2017 - Present
Truist Advisory Services, Inc. (PORT ST.LUCIE FL)
FL
12/14/2015 - 03/15/2017
J.P. MORGAN SECURITIES LLC (JUPITER FL)
FL
10/01/2000 - 10/28/2015
WELLS FARGO ADVISORS, LLC (JENSEN BEACH FL)
NC
10/19/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 6/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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