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Joseph Shadduck is an active financial advisor registered with the state of Massachusetts. Joseph works as a Registered Representative for Commonwealth Financial Network in Braintree, MA. Joseph has a proven track record in the industry, having worked for a number of firms, including Park Avenue Securities LLC, Guardian Investor Services Corporation, and New England Securities. Joseph holds several licenses and designations, including Series 7, Series 6, Series 63 and Series 65. Joseph provides a wide range of services to clients, including financial planning, portfolio management for individuals and businesses, and educational seminars. Commonwealth Financial Network is a national financial services firm headquartered in Waltham, MA. Commonwealth offers a wide range of financial products and services to individuals, families, and businesses. The firm is committed to providing its clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
10/01/1999 - Present
Commonwealth Financial Network (Braintree MA)
NY
05/03/1999 - 07/01/1999
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
01/30/1992 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
03/29/1982 - 12/20/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 08/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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