Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sena is a financial professional with over 20 years of experience in the securities industry. Joseph is currently registered with Vanguard Marketing Corp. and holds a variety of licenses and registrations, including Series 6, 7, 24, 57, and 63. Joseph has been active in the securities industry since May 31, 2001. He is a Registered Representative and Principal, and specializes in providing investment advice and products to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
06/01/2001 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 06/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2017
Series 57 - Securities Trader Exam
BC
Issued 02/26/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/31/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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